AI REGULATION TRACKER
Deadlines, consultations and supervisory milestones in AI governance, risk, cyber and compliance, worldwide. Updated every Monday alongside the newsletter.
Last updated 9 November 2026
Upcoming
16 Nov 2026
US
OCC, Fed, FDIC, NCUA
Comments due on the interagency third-party risk management guidance proposal.
18 Nov 2026
UK
FCA
GC26/7 consultation on decentralised finance guidance closes.
20 Nov 2026
UK
ICO
Agentic AI call for evidence closes, covering controller accountability and automated decision-making.
30 Nov 2026
South Korea
FSC
External access point checks due across about 580 financial entities after AI-assisted hacking incidents.
24 Dec 2026
UK
FCA
CP26/38 financial crime guide consultation closes. Notes growing use of AI and third-party tools in financial crime controls.
End 2026
UK
FCA
AI Live Testing second cohort completes testing. Evaluation report expected Q1 2027.
1 Feb 2027
Hong Kong
HKMA
Responses due on the Discussion Paper on Agentic AI Governance in the Banking Sector.
Feb 2027
EU
ECB
IT Risk Questionnaire cycle, moved to February 2027 after the AI-cyber action plan exercise.
Recently issued
4 Nov 2026
US
OCC
Bulletin 2026-54 sets a consequence-based supervisory framework for examining bank AI use cases.
2 Nov 2026
Hong Kong
HKMA
Discussion paper proposes one accountable owner for every agentic AI deployment.
1 Nov 2026
Switzerland
FINMA
Revised Circular 2016/7 on video and online identification takes effect, adding liveness detection.
31 Oct 2026
EU
ECB
Deadline for significant institutions to submit AI-enabled cyber threat action plans.
Dates are as published by the authority at the time of writing and can change. Always check the source. This tracker is information, not legal or regulatory advice.
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